The Thirteenth Tribe, THE KHAZAR EMPIRE AND ITS HERITAGE, by: Arthur Koestler, THE HERITAGE
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The Thirteenth
Tribe
THE KHAZAR EMPIRE AND ITS HERITAGE
Arthur Koestler
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Note: This
author and his wife were found dead in their home. Despite
strong evidence to the contrary, it was ruled a double suicide.
A motive for their murder is apparent. It is further apparent
that someone took this book seriously.
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Part II.
THE HERITAGE
"In Khazaria, sheep, honey, and Jews exist in large
quantities." Muqaddasi, Descriptio Imperii Moslemici
(tenth century).
VIII: RACE AND MYTH
1
THE Jews of our times fall into two main divisions: Sephardim
and Ashkenazim. .The Sephardim are descendants of the Jews who
since antiquity had lived in Spain (in Hebrew Sepharad)
until they were expelled at the end of the fifteenth century
and settled in the countries bordering on the Mediterranean,
the Balkans, and to a lesser extent in Western Europe. They
spoke a Spanish-Hebrew dialect, Ladino (see VII, 3), and preserved
their own traditions and religious rites. In the 1960s, the
number of Sephardim was estimated at 500000. .The Ashkenazim,
at the same period, numbered about eleven million. Thus, in
common parlance, Jew is practically synonymous with Ashkenazi
Jew. But the term is misleading, for the Hebrew word Ashkenaz
was, in mediaeval rabbinical literature, applied to Germany
- thus contributing to the legend that modern Jewry originated
on the Rhine. There is, however, no other term to refer to the
non-Sephardic majority of contemporary Jewry. .For the sake
of piquantry it should be mentioned that the Ashkenaz
of the Bible refers to a people living somewhere in the vicinity
of Mount Ararat and Armenia. The name occurs in Genesis 10,
3 and I Chronciles 1, 6, as one of the sons of Gomer, who was
a son of Japheth. Ashkenaz is also a brother of Togarmah (and
a nephew of Magog) whom the Khazars, according to King Joseph,
claimed as their ancestor (see above II, 5) But worse was to
come. For Ashkenaz is also named in Jeremiah 51, 27, where the
prophet calls his people and their allies to rise and destroy
Babylon: "Call thee upon the kingdoms of Ararat, Minni and Ashkenaz."
This passage was interpreted by the famous Saadiah Gaon, spiritual
leader of Oriental Jewry in the tenth century, as a prophecy
relating to his own times: Babylon symbolized the Caliphate
of Baghdad, and the Ashkenaz who were to attack it were either
the Khazars themselves or some allied tribe. Accordingly, says
Poliak,1 some learned Khazar Jews, who heard of the Gaon's ingenious
arguments, called themselves Ashkenazim when they emigrated
to Poland. It does not prove anything, but it adds to the confusion.
2
Summing up a very old and bitter controversy in a laconic paragraph,
Raphael Patai wrote:2
-
The findings of physical anthropology show that, contrary
to popular view, there is no Jewish race. Anthropometric
measurements of Jewish groups in many parts of the world
indicate that they differ greatly from one another with
respect to all the important physical characteristics -
stature, weight, skin colour, cephalic index, facial index,
blood groups, etc.
This indeed is the accepted view today among anthropologists
and historians. Moreover, there is general agreement that comparisons
of cranial indices, blood types, etc., show a greater similarity
between Jews and their Gentile host-nation than between Jews
living in different countries. .Yet, paradoxically, the popular
belief that Jews, or at least certain types of Jews, can be
instantly recognized as such, must not be dismissed out of hand
- for the simple reason that it has a factual basis in every-day
existence. The anthropologists' evidence seems to be at loggerheads
with common observation. .However, before attempting to tackle
the apparent contradiction, it will be useful to look at a few
samples of the data on which the anthropologists' denial of
a Jewish race is based. To start with, here is a quotation from
the excellent series of booklets on "The Race Question in Modern
Science" published by UNESCO. The author, Professor Juan Comas,
draws the following conclusion from the statistical material
(his italics):
-
Thus despite the view usually held, the Jewish people is
racially heterogeneous; its constant migrations and its
relations - voluntary or otherwise - with the widest variety
of nations and peoples have brought about such a degree
of crossbreeding that the so-called people of Israel
can produce examples of traits typical of every people.
For proof it will suffice to compare the rubicund, sturdy,
heavily-built Rotterdam Jew with his co- religionist, say,
in Salonika with gleaming eyes in a sickly face and skinny,
high-strung physique. Hence, so far as our knowledge goes,
we can assert that Jews as a whole display as great a degree
of morphological disparity among themselves as could be
found between members of two or more different races.3
Next, we must glance at some of the physical characteristics
which anthropologists use as criteria, and on which Comas's
conclusions are based..One of the simplest - and as it turned
out, most naive - of these criteria was bodily stature. In The
Races of Europe, a monumental work published in 1900, William
Ripley wrote: "The European Jews are all undersized; not only
this, they are more often absolutely stunted."4 He was up to
a point right at the time, and he produced ample statistics
to prove it. But he was shrewd enough to surmise that this deficiency
in height might somehow be influenced by environmental factors.5
Eleven years later, Maurice Fishberg published The Jews
- A Study of Race and Environment, the first anthropological
survey of its kind in English. It revealed the surprising fact
that the children of East European Jewish immigrants to the
USA grew to an average height of 167.9 cm. compared to the 164.2
cm. averaged by their parents - a gain of nearly an inch and
a half in a single generation.6 Since then it has become a commonplace
that the descendants of immigrant populations - whether Jews,
Italians or Japanese - are considerably taller than their parents,
no doubt owing to their improved diet and other environmental
factors. .Fishberg then collected statistics comparing the average
height of Jews and Gentiles in Poland, Austria, Rumania, Hungary,
and so on. The result again was a surprise. In general it was
found that the stature of the Jews varied with the stature of
the non Jewish population among which they lived. They were
relatively tall where the indigenous population is tall, and
vice versa. Moreover, within the same nation, and even within
the same town (Warsaw) the bodily height of Jews and Gentiles
was found to vary according to the degree of prosperity of the
district.7 All this does not mean that heredity has no influence
on height; but it is overlayed and modified by environmental
influences, and is unfit as a criterion of race..We may now
turn to cranial measurements - which were once the great fashion
among anthropologists, but are now considered rather outdated.
Here we meet again with the same type of conclusion derived
from the data: "A comparison of the cephalic indices of Jewish
and non-Jewish populations in various countries reveals a marked
similarity between the Jewish and non-Jewish indices in many
countries, while showing very wide variations when the cephalic
indices of Jewish populations inhabiting different countries
are compared. Thus one is driven to the conclusion that this
feature, its plasticity not withstanding, points to a racial
diversity of the Jews."8 .This diversity, it should be noted,
is most pronounced between Sephardi and Ashkenazi Jews. By and
large, the Sephardim are dolichocephalic (long-headed), the
Ashkenazim brachycephalic (broad-headed). Kutschera saw in this
difference a further proof of the separate racial origin of
Khazar-Ashkenazi and Semitic-Sephardi Jews. But we have just
seen that the indices of short-or long-headedness are co-variant
with the host-nations' - which to some extent invalidates the
argument. .The statistics relating to other physical features
also speak against racial unity. Generally, Jews are dark-haired
and darkeyed. But how general is "generally", when, according
to Comas, 49 per cent of Polish Jews were light-haired,9 and
54 per cent of Jewish schoolchildren in Austria had blue eyes
?10 It is true that Virchov11 found "only" 32 per cent of blond
Jewish schoolchildren in Germany, whereas the proportion of
blond Gentiles was larger; but that merely shows that the co-variance
is not absolute - as one would expect. .The hardest evidence
to date comes from classification by blood groups. A great amount
of work has recently been done in this field, but it will be
sufficient to quote a single example with a particularly sensitive
indicator. In Patai's words:
-
With regard to blood type, Jewish groups show
considerable differences among themselves and marked similarities
to the Gentile environment. The Hirszfeld "biochemical index"
-
(A+AB)
(B+AB)
-
can be used most conveniently to express this.
A few typical examples are: German Jews 2.74, German Gentiles
2.63; Rumanian Jews 1.54, Rumanian Gentiles 1.55; Polish
Jews 1.94, Polish Gentiles 1.55; Moroccan Jews 1.63, Moroccan
Gentiles 1.63; Iraqi Jews 1.22, Iraqi Gentiles 1.37; Turkistan
Jews 0.97, Turkistan Gentiles 0.99.12
One might sum up this situation in two mathematical formulae:
Ga-Ja<Ja-Jb
and:
Ga-Gb~ Ja-Jb
That is to say that, broadly speaking, the difference in respect
of anthropological criteria between Gentiles (Ga) and Jews (Ja)
in a given country (a) is smaller than the difference between
Jews in different countries (a and b); and the difference between
Gentiles in countries a and b is similar to the difference between
Jews in a and b. .It seems appropriate to wind up this section
with another quotation from Harry Shapiro's contribution to
the UNESCO series - "The Jewish People: A Biological History":13
-
The wide range of variation between Jewish populations
in their physical characteristics and the diversity of the
gene frequencies of their blood groups render any unified
racial classification for them a contradiction in terms.
For although modern racial theory admits some degree of
polymorphism or variation within a racial group, it does
not permit distinctly different groups, measured by its
own criteria of race, to be identified as one. To do so
would make the biological purposes of racial classification
futile and the whole procedure arbitrary and meaningless.
Unfortunately, this subject is rarely wholly divorced from
non-biological considerations, and despite the evidence
efforts continue to be made to somehow segregate the Jews
as a distinct racial entity.
3
How did this twin-phenomenon - diversity in somatic features
and conformity to the host-nation - come about? The geneticists'
obvious answer is: through miscegenation combined with selective
pressures. ."This", writes Fishberg, "is indeed the crucial
point in the anthropology of the Jews: are they of pure race,
modified more or less by environmental influences, or are they
a religious sect composed of racial elements acquired by proselytism
and intermarriage during their migration in various parts of
the world?" And he leaves his readers in no doubt about the
answer:14
-
Beginning with Biblical evidence and traditions, it appears
that even in the beginning of the formation of the tribe
of Israel they were already composed of various racial elements....
We find in Asia Minor, Syria and Palestine at that time
many races - the Amorites, who were blondes, dolichocephalic,
and tall; the Hittites, a dark-complexioned race, probably
of Mongoloid type; the Cushites, a negroid race; and many
others. With all these the ancient Hebrews intermarried,
as can be seen in many passages in the Bible.
The prophets may thunder against "marrying daughters of a strange
god", yet the promiscuous Israelites were not deterred, and
their leaders were foremost in giving a bad example. Even the
first patriarch, Abraham, cohabited with Hagar, an Egyptian;
Joseph married Asenath, who was not only Egyptian but the daughter
of a priest; Moses married a Midianite, Zipporah; Samson, the
Jewish hero, was a Philistine; King David's mother was a Moabite,
and he married a princess of Geshur; as for King Solomon (whose
mother was a Hittite), "He loved many strange women, including
the daughter of Pharaoh, women of the Moabites, Animonites,
Edomites, Zidonians, and Hittites...."15 And so the chronique
scandaleuse goes on. The Bible also makes it clear that
the royal example was imitated by many, high and low. Besides,
the biblical prohibition of marrying Gentiles exempted female
captives in times of war - and there was no shortage of them.
The Babylonian exile did not improve racial purity; even members
of priestly families married Gentile women. In short, at the
beginning of the Diaspora, the Israelites were already a thoroughly
hybridized race. So, of course, were most historic nations,
and the point would not need stressing if it were not for the
persistent myth of the Biblical Tribe having preserved its racial
purity throughout the ages. .Another important source of interbreeding
were the vast numbers of people of the most varied races converted
to Judaism. Witness to the proselytizing zeal of the Jews of
earlier times are the black-skinned Falasha of Abyssinia, the
Chinese Jews of Kai-Feng who look like Chinese, the Yemenite
Jews with their dark olive complexion, the Jewish Berber tribes
of the Sahara who look like Tuaregs, and so on, down to our
prime example, the Khazars. .Nearer home, Jewish proselytizing
reached its peak in the Roman Empire between the fall of the
Jewish state and the rise of Christianity. Many patrician families
in Italy were converted, but also the royal family which ruled
the province of Adiabene. Philo speaks of numerous converts
in Greece; Flavius Josephus relates that a large proportion
of the population of Antioch was Judaized; St Paul met with
proselytes on his travels more or less everywhere from Athens
to Asia Minor. "The fervour of proselytism", the Jewish historian
Th. Reinach wrote,16 "was indeed one of the most distinctive
traits of Judaism during the Greco-Roman epoch - a trait which
it never possessed in the same degree either before or since....
It cannot be doubted that Judaism in this way made numerous
converts during two or three centuries.... The enormous growth
of the Jewish nation in Egypt, Cyprus, and Cyrene cannot be
accounted for without supposing an abundant infusion of Gentile
blood. Proselytism swayed alike the upper and the lower classes
of society." .The rise of Christianity slowed down the rate
of miscegenation, and the ghetto put a temporary end to it;
but before the ghetto-rules were strictly enforced in the sixteenth
century, the process still went on. This is shown by the ever-
repeated ecclesiastic interdictions of mixed marriages - e.g.,
by the Council of Toledo, 589; the Council of Rome, 743; the
first and second Lateran Councils 1123 and 1139; or the edict
of King Ladislav II of Hungary in 1092. That all these prohibitions
were only partly effective is shown, for instance, by the report
of the Hungarian Archbishop Robert von Grain to the Pope AD
1229, complaining that many Christian women are married to Jews,
and that within a few years "many thousands of Christians" were
lost in this way to the Church.17 .The only effective bar were
the ghetto walls. When these crumbled, intermarriages started
again. Their rate accelerated to such an extent that in Germany,
between 1921 and 1925, out of every 100 marriages involving
Jews, 42 were mixed.18 .As for the Sephardi, or "true" Jews,
their sojourn in Spain for more than a millennium left its indelible
mark both on themselves and on their hosts. As Arnold Toynbee
wrote:
-
There is every reason to believe that in Spain and Portugal
today there is a strong tincture of the blood of these Jewish
converts in Iberian veins, especially in the upper and middle
classes. Yet the most acute psychoanalyst would find it
difficult, if samples of living upper-and middle-class Spanish
and Portuguese were presented to him, to detect who had
Jewish ancestors.19
The process worked both ways. After the massacres of 1391 and
1411 which swept the Peninsula, over 100000 Jews at a moderate
estimate - accepted baptism. But a considerable proportion of
them continued to practice Judaism in secret. These crypto-Jews,
the Marranos, prospered, rose to high positions at court and
in the ecclesiastical hierarchy, and intermarried with the aristocracy.
After the expulsion of all unrepentant Jews from Spain (1492)
and Portugal (1497) the Marranos were regarded with increasing
suspicion; many were burned by the Inquisition, the majority
emigrated in the sixteenth century to the countries around the
Mediterranean, to Holland, England and France. Once in safety,
they openly reverted to their faith and, together with the 1492-7
expellees, founded the new Sephardic communities in these countries.
.Thus Toynbee's remark about the hybrid ancestry of the upper
strata of society in Spain also applies, mutatis mutandis,
to the Sephardic communities of Western Europe. Spinoza's parents
were Portuguese Marranos, who emigrated to Amsterdam. The old
Jewish families of England (who arrived here long before the
nineteenth-twentieth century influx from the east), the Montefiores,
Lousadas, Montagues, Avigdors, Sutros, Sassoons, etc., all came
out of the Iberian mixing bowl, and can claim no purer racial
origin than the Ashkenazis - or the Jews named Davis, Harris,
Phillips or Hart. .One distressingly recurrent type of event
was miscegenation by rape. That too has a long history starting
in Palestine. We are told, for example, that a certain Juda
ben Ezekial opposed his son marrying a woman who was not of
"the seed of Abraham", whereupon his friend Ulla remarked: "How
do we know for certain that we ourselves are not descended from
the heathens who violated the maidens of Zion at the siege of
Jerusalem?"20 Rape and loot (the amount of the latter often
fixed in advance) was considered a natural right of a conquering
army. .There is an ancient tradition, recorded by Graetz, which
attributes the origin of the earliest Jewish settlements in
Germany to an episode reminiscent of the rape of the Sabine
women. According to this tradition, a German unit, the Vangioni
who fought with the Roman legions in Palestine, "had chosen
from the vast horde of Jewish prisoners the most beautiful women,
had brought them back to their stations on the shores of the
Rhine and the Main, and had compelled them to minister to the
satisfaction of their desires. The children thus begotten of
Jewish and German parents were brought up by their mothers in
the Jewish faith, their fathers not troubling themselves about
them. It is these children who are said to have been the founders
of the first Jewish communities between Worms and Mayence."21
.In Eastern Europe rape was even more common. To quote Fishberg
again:
-
Such violent infusion of Gentile blood into the veins of
the flock of Israel has been especially frequent in Slavonic
countries. One of the favourite methods of the Cossacks
to wring out money from the Jews was to take a large number
of prisoners, knowing well that the Jews would ransom them.
That the women thus ransomed were violated by these semi-savage
tribes goes without saying. In fact, the "Council of the
Four Lands", at its session in the winter of 1650, had to
take cognizance of the poor women and children born to them
from Cossack husbands during captivity, and thus restore
order in the family and social life of the Jews. Similar
outrages were ... again perpetrated on Jewish women in Russia
during the massacres in 1903-5.22
4
And yet - to return to the paradox - many people, who are neither
racialists nor anti-Semites, are convinced that they are able
to recognize a Jew at a single glance. How is this possible
if Jews are such a hybrid lot as history and anthropology show
them to be? .Part of the answer, I think, was given by Ernest
Renan in 1883: "Il n'y a pas un type juif il y a des types
juifs."23 The type of Jew who can be recognized "at a glance"
is one particular type among many others. But only a small fraction
of fourteen million Jews belong to that particular type, and
those who appear to belong to it are by no means always Jews.
One of the most prominent features - literally and metaphorically
- which is said to characterize that particular type is the
nose, variously described as Semitic, aquiline, hooked, or resembling
the beak of an eagle (bec d'aigle). But, surprisingly, among
2836 Jews in New York City, Fishberg found that only 14 per
cent - i.e., one person in seven - had a hooked nose; while
57 per cent were straight-nosed, 20 per cent were snub-nosed
and 6.5 per cent had "flat and broad noses".24.Other anthropologists
came up with smiilar results regarding Semitic noses in Poland
and the Ukraine.25 Moreover, among true Semites, such as pure-bred
Bedoums, this form of nose does not seem to occur at all.26
On the other hand, it is "very frequently met among the various
Caucasian tribes, and also in Asia Minor. Among the indigenous
races in this region, such as the Armenians, Georgians, Ossets,
Lesghians, Aissors, and also the Syrians, aquiline noses are
the rule. Among the people living in Mediterranean countries
of Europe, as the Greeks, Italians, French, Spanish and Portuguese,
the aquiline nose is also more frequently encountered than among
the Jews of Eastern Europe. The North American Indians also
very often have 'Jewish' noses."27 .Thus the nose alone is not
a very safe guide to identification. Only a minority - a particular
type of Jew - seems to have a convex nose, and lots of other
ethnic groups also have it. Yet intuition tells one that the
anthropologists' statistics must be somehow wrong. An ingenious
way out of this conundrum was suggested by Beddoc and Jacobs,
who maintained that the "Jewish nose" need not be really convex
in profile, and may yet give the impression of being "hooked",
due to a peculiar "tucking up of the wings", an infolding of
the nostrils.
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To prove his point that it is this "nostrility" which
provides the illusion of beakedness, Jacobs invites his
readers "to write a figure 6 with a long tail (Fig 1);
now remove the turn of the twist, as in Fig 2, and much
of the Jewishness disappears; and it vanishes entirely
when we draw the lower continuation horizontally, as in
Fig 3".
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Ripley, quoting Jacobs, comments: "Behold the transformation!
The Jew has turned Roman beyond a doubt.What have we proved
then? That there is in reality such a phenomenon as a Jewish
nose, even though it be differently constituted from our first
assumption [the criterion of convexity].28 .But is there? Figure
1 could still represent an Italian, or Greek, or Spanish or
Armenian, or Red Indian nose, "nostrility" included. That it
is a Jewish, and not a Red Indian, Armenian, etc., nose we deduce
- at a glance - from the context of other features, including
expression, comportment, dress. It is not a process of logical
analysis, but rather in the nature of the psychologist's Gestalt
perception, the grasping of a configuration as a whole. .Similar
considerations apply to each of the facial features considered
to be typically Jewish - "sensuous lips"; dark, wavy or crinkly
hair; melancholy, or cunning, or bulging or slit Mongol eyes,
and so forth. Taken separately, they are common property of
the most varied nations; put together, like an identikit, they
combine into a prototype of - to say it once more - one
particular type of Jew, of Eastern European origin, the
type with which we are familiar. But our identi-kit would not
fit the various other types of Jews, such as the Sephardim (including
their very anglicized descendants in Britain); nor the Slavonic
type of Central Europe, nor the blond Teutonic, the slit-eyed
Mongoloid, or the crinkly-haired Negroid types of Jews. .Nor
can we be sure to recognize with certainty even this limited
prototype. The collection of portraits published by Fishberg,
or Ripley, can be used for a "believe it or not" game, if you
cover the caption indicating whether the portrayed person is
Jew or Gentile. The same game can be played on a caf terrace
anywhere near the shores of the Mediterranean. It will, of course,
remain inconclusive because you cannot walk up to the experimental
subject and inquire after his or her religion; but if you play
the game in company, the amount of disagreement between the
observers' verdicts will be a surprise. Suggestibility also
plays a part. "Did you know that Harold is Jewish?" "No, but
now that you mention it of course I can see it.," "Did you know
that (this or that) royal family has Jewish blood?" "No, but
now that you mention it...." Hutchinson's Races of Mankind
has a picture of three Geishas with the caption: Japanese with
Jewish physiognomy. Once you have read the caption you feel:
"But of course. How could I have missed it?" And when you have
played this game for some time, you begin to see Jewish features
- or Khazar features - everywhere.
5
A further source of confusion is the extreme difficulty of
separating hereditary characteristics from those shaped by the
social background and other factors in the environment. We have
come across this problem when discussing bodily stature as an
alleged racial criterion; but the influence of social factors
on physiognomy, conduct, speech, gesture and costume works in
subtler and more complex ways in assembling the Jewish identikit.
Clothing (plus coiffure) is the most obvious of these factors.
Fit out anybody with long corkscrew sidelocks, skull-cap, broad-rimmed
black hat and long black kaftan, and you recognize at a glance
the orthodox Jewish type; whatever his nostrility, he will look
Jewish. There are other less drastic indicators among the sartorial
preferences of certain types of Jews of certain social classes,
combined with accents and mannerisms of speech, gesture and
social behaviour. .It may be a welcome diversion to get away
for a moment from the Jews, and listen to a French writer describing
how his compatriots can tell an Englishman "at a glance". Michel
Leiris, apart from being an eminent writer, is Director of Research
at the Centre National de la Recherche Scientifique and
Staff Member of the Muse de l'Homme:
-
It is ... absurd to talk about an English "race" or even
to regard the English as being of the "Nordic" race. In
point of fact, history teaches that, like all the people
of Europe, the English people has become what it is through
successive contributions of different peoples. England is
a Celtic country, partially colonized by successive waves
of Saxons, Danes and Normans from France, with some addition
of Roman stock from the age of Julius Caesar onwards. Moreover,
while an Englishman can be identified by his way of dressing,
or even by his behaviour, it is impossible to tell that
he is an Englishman merely from his physical appearance.
Among the English, as among other Europeans, there are both
fair people and dark, tall men and short, dolichocephalics
and brachycephalics. It may be claimed that an Englishman
can be readily identified from certain external characteristics
which give him a "look" of his own: restraint in gesture
(unlike the conventional gesticulating southerner), gait
and facial expression, all expressing what is usually included
under the rather vague term of "phlegm". However, anyone
who made this claim would be likely to be found at fault
in many instances, for by no means all the English have
these characteristics, and even if they are the characteristics
of the "typical Englishman", the fact would still remain
that these outward characteristics are not "physique" in
the true sense: bodily attitudes and motions and expressions
of the face all come under the heading of behaviour; and
being habits determined by the subject's social background,
are cultural, not "natural". Moreover, though loosely describable
as "traits", they typify not a whole nation, but a particular
social group within it and thus cannot be included among
the distinctive marks of race.29
However, when Leiris says that facial expressions are not "physique"
but "come under the heading of behaviour" he seems to overlook
the fact that behaviour can modify the features of individuals
and thus leave its stamp on their "physique". One only has to
think of certain typical traits in the physiognomies of ageing
ham-actors, of priests living in celibacy, of career- soldiers,
convicts serving long sentences, sailors, farmers, and so on.
Their way of life affects not only their facial expression but
also their physical features, thus giving the mistaken impression
that these traits are of hereditary or "racial" origin.*[Emenon
wrote in his essay "English Traits": "Every religious sect has
its physiognomy. The Methodists have acquired a face, the Quakers
a face, the nuns a face. An Englishman will point out a dissenter
by his manners. Trades and professions carve their own lines
on faces and forms."] .If I may add a personal observation I
frequently met on visits to the United States Central European
friends of my youth who emigrated before World War Two and whom
I had not seen for some thirty of forty years. Each time I was
astonished to find that they not only dressed, spoke, ate and
behaved like Americans, but had acquired an American physiognomy.
I am unable to describe the change, except that it has something
to do with a broadening of the jaw and a certain look in and
around the eyes. (An anthropologist friend attributed the former
to the increased use of the jaw musculature in American enunciation,
and the look as a reflection of the rat-race and the resulting
propensity for duodenal ulcers.) I was pleased to discover that
this was not due to my imagination playing tricks - for Fishberg,
writing in 1910, made a similar observation: ".... The cast
of countenance changes very easily under a change of social
environment. I have noted such a rapid change among immigrants
to the United States.... The new physiognomy is best noted when
some of these immigrants return to their native homes.... This
fact offers excellent proof that the social elements in which
a man moves exercise a profound influence on his physical features."30
.The proverbial melting-pot seems to be producing an American
physiognomy - a more or less standardized phenotype emerging
from a wide variety of genotypes. Even the pure-bred Chinese
and Japanese of the States seem to be affected by the process
to some extent. At any rate, one can often recognize an American
face "at a glance", regardless of dress and speech, and regardless
of its owner's Italian, Polish or German ancestry.
6
In any discussion of the biological and social inheritance
of the Jews, the shadow of the ghetto must loom large. The Jews
of Europe and America, and even of North Africa, are children
of the ghetto, at no more than four or five generations removed.
Whatever their geographical origin, within the ghetto-walls
they lived everywhere in more or less the same milieu,
subjected for several centuries to the same formative, or deformative,
influences. .From the geneticist's point of view, we can distinguish
three such major influences: inbreeding, genetic drift, selection.
.Inbreeding may have played, at a different period,
as large a part in Jewish racial history as its opposite, hybridization.
From biblical times to the era of enforced segregation, and
again in modern times, miscegenation was the dominant trend.
In between, there stretched three to five centuries (according
to country) of isolation and inbreeding - both in the strict
sense of consanguinous marriages and in the broader sense of
endogamy within a small, segregated group. Inbreeding carries
the danger of bringing deleterious recessive genes together
and allowing them to take effect. The high incidence of congenital
idiocy among Jews has been known for a long time,31 and was
in all probability a result of protracted inbreeding - and not,
as some anthropologists asserted, a Semitic racial peculiarity.
Mental and physical malformations are conspicuously frequent
in remote Alpine villages, where most of the tombstones in the
churchyard show one of half a dozen family names. There are
no Cohens or Levys amongst them..But inbreeding may also produce
champion race-horses through favourable gene combinations. Perhaps
it contributed to the production of both cretins and geniuses
among the children of the ghetto. It reminds one of Chaim Weizmann's
dictum: "The Jews are like other people, only more so." But
genetics has little information to offer in this field. .Another
process which may have profoundly affected the people in the
ghetto is "genetic drift" (also known as the Sewall
Wright effect). It refers to the loss of hereditary traits in
small, isolated populations, either because none of its founding
members happened to possess the corresponding genes, or because
only a few possessed them but failed to transmit them to the
next generation. Genetic drift can thus produce considerable
transformations in the hereditary characteristics of small communities.
.The selective pressures active within the ghetto walls
must have been of an intensity rarely encountered in history.
For one thing, since the Jews were debarred from agriculture,
they became completely urbanized, concentrated in towns or shtetls,
which became increasingly overcrowded. As a result, to quote
Shapiro, "the devastating epidemics that swept mediaeval cities
and towns, would in the long run have been more selective on
Jewish populations than on any others, leaving them with progressively
greater immunity as time went on ... and their modern descendants
would, therefore, represent the survivors of a rigorous and
specific selective process."32 This, he thinks, may account
for the rarity of tuberculosis among Jews, and their relative
longevity (amply illustrated by statistics collected by Fishberg).
.The hostile pressures surrounding the ghetto ranged from cold
contempt to sporadic acts of violence to organized pogroms.
Several centuries of living in such conditions must have favoured
the survival of the glibbest, the most pliant and mentally resilient;
in a word, the ghetto type. Whether such psychological traits
are based on hereditary dispositions on which the selective
process operates, or are transmitted by social inheritance through
childhood conditioning, is a question still hotly disputed among
anthropologists. We do not even know to what extent a high IQ
is attributable to heredity, and to what extent to milieu.
Take, for instance, the Jews' once proverbial abstemiousness
which some authorities on alcoholism regarded as a racial trait.33
But one can just as well interpret it as another inheritance
from the ghetto, the unconscious residue of living for centuries
under precarious conditions which made it dangerous to lower
one's guard; the Jew with the yellow star on his back had to
remain cautious and sober, while watching with amused contempt
the antics of the "drunken goy". Revulsion against alcohol and
other forms of debauch was instilled from parent to child in
successive generations - until the memories of the ghetto faded,
and with progressive assimilation, particularly in the Anglo-Saxon
countries, the alcohol intake progressively increased. Thus
abstemiousness, like so many other Jewish characteristics, turned
out to be, after all, a matter of social and not biological,
inheritance. .Lastly, there is yet another evolutionary process
- sexual selection - which may have contributed in producing
the traits which we have come to regard as typically Jewish.
Ripley seems to have been the first to suggest this (his italics):
"The Jew is radically mixed in the line of racial descent;
he is, on the other hand, the legitimate heir to all Judaism
as a matter of choice.... It affected every detail
of their life. Why should it not also react upon their ideal
of physical beauty? and why not influence their sexual preferences,
as well as determine their choice in marriage? Its results thus
became accentuated through heredity."34 .Ripley did not inquire
into the ghetto's "ideal of physical beauty". But Fishberg did,
and came up with an appealing suggestion: "To the strictly orthodox
Jew in Eastern Europe, a strong muscular person is an Esau.
The ideal of a son of Jacob was during the centuries before
the middle of the nineteenth century, 'a silken young man'."35
This was a delicate, anaemic, willowy youth with a wistful expression,
all brains and no brawn. .But, he continues, "in Western Europe
and America there is at present a strong tendency in the opposite
direction. Many Jews are proud of the fact that they do not
look like Jews. Considering this, it must be acknowledged that
there is hardly a glowing future for the so-called 'Jewish'
cast of countenance."36 .Least of all, we may add, among young
Israelis.
Summary
In Part One of this book I have attempted to trace the history
of the Khazar Empire based on the scant existing sources. .In
Part Two, Chapters V-VII, I have compiled the historical evidence
which indicates that the bulk of Eastern Jewry - and hence of
world Jewry - is of Khazar-Turkish, rather than Semitic, origin.
.In this last chapter I have tried to show that the evidence
from anthropology concurs with history in refuting the popular
belief in a Jewish race descended from the biblical tribe. .From
the anthropologist's point of view, two groups of facts militate
against this belief: the wide diversity of Jews with
regard to physical characteristics, and their similarity
to the Gentile population amidst whom they live. Both are reflected
in the statistics about bodily height, cranial index, blood-groups,
hair and eye colour, etc. Whichever of these anthropological
criteria is taken as an indicator, it shows a greater similarity
between Jews and their Gentile host-nation than between Jews
living in different countries. To sum up this situaton, I have
suggested the formulae: Ga-Ja<Ja-Jb; and Ga-Gb ~ Ja-Jb..The
obvious biological explanation for both phenomena is miscegenation,
which took different forms in different historical situations:
intermarriage, large-scale proselytizing, rape as a constant
(legalized or tolerated) accompaniment of war and pogrom. .The
belief that, notwithstanding the statistical data, there exists
a recognizable Jewish type is based largely, but not entirely
on various misconceptions. It ignores the fact that features
regarded as typically Jewish by comparison with nordic people
cease to appear so in a Mediterranean environment; it is unaware
of the impact of the social environment on physique and countenance;
and it confuses biological with social inheritance. .Nevertheless,
there exist certain hereditary traits which characterize a certain
type of contemporary Jew. In the light of modern population-genetics,
these can to a large degree be attributed to processes which
operated for several centuries in the segregated conditions
of the ghetto: inbreeding, genetic drift, selective pressure.
The last-mentioned operated in several ways: natural selection
(e.g., through epidemics), sexual selection and, more doubtfully,
the selection of character-features favouring survival within
the ghetto walls. lIn addition to these, social heredity, through
childhood conditioning, acted as a powerful formative and deformative
factor. .Each of these processes contributed to the emergence
of the ghetto type. In the post-ghetto period it became progressively
diluted. As for the genetic composition and physical appearance
of the pre-ghetto stock, we know next to nothing. In the view
presented in this book, this "original stock" was predominantly
Turkish mixed to an unknown extent with ancient Palestinian
and other elements. Nor is it possible to tell which of the
so-called typical features, such as the "Jewish nose", is a
product of sexual selection in the ghetto, or the manifestation
of a particularly "persistent" tribal gene. Since "nostrility"
is frequent among Caucasian peoples, and infrequent among the
Semitic Bedouins, we have one more pointer to the dominant role
played by the "thirteenth tribe" in the biological history of
the Jews.
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