"In Khazaria, sheep, honey, and Jews exist in large
quantities." Muqaddasi, Descriptio Imperii Moslemici
(tenth century).
Two basic facts emerge from our survey: the disappearance of
the Khazar nation from its historic habitat, and the simultaneous
appearance in adjacent regions to the north-west of the greatest
concentration of Jews since the beginnings of the Diaspora.
Since the two are obviously connected, historians agree that
immigration from Khazaria must have contributed to the growth
of Polish Jewry - a conclusion supported by the evidence cited
in the previous chapters. But they feel less certain about the
extent of this contribution - the size of the Khazar
immigration compared with the influx of Western Jews, and their
respective share in the genetic make-up of the modern Jewish
community. In other words, the fact that Khazars emigrated in
substantial numbers into Poland is established beyond dispute;
the question is whether they provided the bulk of the new settlement,
or only its hard core, as it were. To find an answer to this
question, we must get some idea of the size of the immigration
of "real Jews" from the West.
2
Towards the end of the first millennium, the most important
settlements of Western European Jews were in France and the
Rhineland.*[Not counting the Jews of Spain, who formed a category
apart and did not participate in the migratory movements with
which we are concerned.] Some of these communities had probably
been founded in Roman days, for, between the destruction of
Jerusalem and the decline of the Roman Empire, Jews had settled
in many of the greater cities under its rule, and were later
on reinforced by immigrants from Italy and North Africa. Thus
we have records from the ninth century onwards of Jewish communities
in places all over France, from Normandy down to Provence and
the Mediterranean. .One group even crossed the Channel to England
in the wake of the Norman invasion, apparently invited by William
the Conqueror,1 because he needed their capital and enterprise.
Their history has been summed up by Baron:
-
They were subsequently converted into a class of "royal
usurers" whose main function was to provide credits for
both political and economic ventures. After accumulating
great wealth through the high rate of interest, these moneylenders
were forced to disgorge it in one form or another for the
benefit of the royal treasury. The prolonged well-being
of many Jewish families, the splendour of their residence
and attire, and their influence on public affairs blinded
even experienced observers to the deep dangers lurking from
the growing resentment of debtors of all classes, and the
exclusive dependence of Jews on the protection of their
royal masters.... Rumblings of discontent, culminating in
violent outbreaks in 1189-90, presaged the final tragedy:
the expulsion of 1290. The meteoric rise, and even more
rapid decline of English Jewry in the brief span of two
and a quarter centuries (1066-1290) brought into sharp relief
the fundamental factors shaping the destinies of all western
Jewries in the crucial first half of the second millennium.2
The English example is instructive, because it is exceptionally
well documented compared to the early history of the Jewish
communities on the Continent. The main lesson we derive from
it is that the social-economic influence of the Jews was quite
out of proportion with their small numbers. There were, apparently,
no more than 2500 Jews in England at any time before their expulsion
in 1290.*[According to the classic survey of Joseph Jacobs,
The Jews of Angevin England, based on recorded Jewish
family names and other documents. [Quoted by Baron, Vol. IV,
p. 77.]] This tiny Jewish community in mediaeval England played
a leading part in the country's economic Establishment - much
more so than its opposite number in Poland; yet in contrast
to Poland it could not rely on a network of Jewish small-towns
to provide it with a mass-basis of humble craftsmen, of lower-middle-class
artisans and workmen, carters and innkeepers; it had no roots
in the people. On this vital issue, Angevin England epitomized
developments on the Western Continent. The Jews of France and
Germany faced the same predicament: their occupational stratification
was lopsided and top-heavy. This led everywhere to the same,
tragic sequence of events. The dreary tale always starts with
a honeymoon, and ends in divorce and bloodshed. In the beginning
the Jews are pampered with special charters, privileges, favours.
They are personae gratae like the court alchemists,
because they alone have the secret of how to keep the wheels
of the economy turning. "In the 'dark ages'," wrote Cecil Roth,
"the commerce of Western Europe was largely in Jewish hands,
not excluding the slave trade, and in the Carolingian cartularies
Jew and Merchant are used as almost interchangeable terms."3
But with the growth of a native mercantile class, they became
gradually excluded not only from most productive occupations,
but also from the traditional forms of commerce, and virtually
the only field left open to them was lending capital on interest.
"...The floating wealth of the country was soaked up by the
Jews, who were periodically made to disgorge into the exchequer..."4
The archetype of Shylock was established long before Shakespeare's
time. .In the honeymoon days, Charlemagne had sent a historic
embassy in 797 to Harun al-Rashid in Baghdad to negotiate a
treaty of friendship; the embassy was composed of the Jew Isaac
and two Christian nobles. The bitter end came when, in 1306,
Philip le Bel expelled the Jews from the kingdom of France.
Though later some were allowed to return, they suffered further
persecution, and by the end of the century the French community
of Jews was virtually extinct.*[ The modern community of Jews
in France and England was founded by refugees from the Spanish
Inquisition in the sixteenth and seventeenth centuries.]
3
If we turn to the history of German Jewry, the first fact to
note is that "remarkably, we do not possess a comprehensive
scholarly history of German Jewry.... The Germanica Judaica
is merely a good reference work to historic sources shedding
light on individual communities up to 1238."5 It is a dim light,
but at least it illuminates the territorial distribution of
the Western-Jewish communities in Germany during the critical
period when Khazar-Jewish immigration into Poland was approaching
its peak. lOne of the earliest records of such a community in
Germany mentions a certain Kalonymous, who, in 906, emigrated
with his kinsfolk from Lucca in Italy to Mavence. About the
same time we hear of Jews in Spires and Worms, and somewhat
later in other places - Trves, Metz, Strasbourg, Cologne - all
of them situated in a narrow strip in Alsace and along the Rhine
valley. The Jewish traveller Benjamin of Tudela (see above,
II, 8) visited the region in the middle of the twelfth century
and wrote: "In these cities there are many Israelites, wise
men and rich."6 But how many are "many"? In fact very few, as
will be seen. .Earlier on, there lived in Mayence a certain
Rabbi Gershom ben Yehuda (circa 960-1030) whose great
learning earned him the title "Light of the Diaspora" and the
position of spiritual head of the French and Rhenish-German
community. At some date around 1020 Gershom convened a Rabbinical
Council in Worms, which issued various edicts, including one
that put a legal stop to polygamy (which had anyway been in
abeyance for a long time). To these edicts a codicil was added,
which provided that in case of urgency any regulation could
be revoked "by an assembly of a hundred delegates from the countries
Burgundy, Normandy, France, and the towns of Mayence, Spires
and Worms". In other rabbinical documents too, dating from the
same period, only these three towns are named, and we can only
conclude that the other Jewish communities in the Rhineland
were at the beginning of the eleventh century still too insignificant
to be mentioned.7 By the end of the same century, the Jewish
communities of Germany narrowly escaped complete extermination
in the outbursts of mob-hysteria accompanying the First Crusade,
AD 1096. F. Barker has conveyed the crusader's mentality with
a dramatic force rarely encountered in the columns of the Encyclopaedia
Britannica:8
-
He might butcher all, till he waded ankle-deep in blood,
and then at nightfall kneel, sobbing for very joy, at the
altar of the Sepulchre - for was he not red from the winepress
of the Lord?
The Jews of the Rhineland were caught in that winepress, which
nearly squeezed them to death. Moreover, they themselves became
affected by a different type of mass hysteria: a morbid yearning
for martyrdom. According to the Hebrew chronicler Solomon bar
Simon, considered as generally reliable,9 the Jews of Mayence,
faced with the alternative between baptism or death at the hands
of the mob, gave the example to other communities by deciding
on collective suicide:10
-
Imitating on a grand scale Abraham's readiness to sacrifice
Isaac, fathers slaughtered their children and husbands their
wives. These acts of unspeakable horror and heroism were
performed in the ritualistic form of slaughter with sacrificial
knives sharpened in accordance with Jewish law. At times
the leading sages of the community, supervising the mass
immolation, were the last to part with life at their own
hands.... In the mass hysteria, sanctified by the glow of
religious martyrdom and compensated by the confident expectation
of heavenly rewards, nothing seemed to matter but to end
life before one fell into the hands of the implacable foes
and had to face the inescapable alternative of death at
the enemy's hand or conversion to Christianity.
Turning from gore to sober statistics, we get a rough idea
of the size of the Jewish communities in Germany. The Hebrew
sources agree on 800 victims (by slaughter or suicide) in Worms,
and vary between 900 and 1300 for Mayence. Of course there must
have been many who preferred baptism to death, and the sources
do not indicate the number of survivors; nor can we be sure
that they do not exaggerate the number of martyrs. At any rate,
Baron concludes from his calculations that "the total Jewish
population of either community had hardly exceeded the figures
here given for the dead alone".11 So the survivors in Worms
or in Mayence could only have numbered a few hundred in each
case. Yet these two towns (with Spires as a third) were the
only ones important enough to be included in Rabbi Gershom's
edict earlier on. .Thus we are made to realize that the Jewish
community in the German Rhineland was numerically small, even
before the First Crusade, and had shrunk to even smaller proportions
after having gone through the winepress of the Lord. Yet cast
of the Rhine, in central and northern Germany, there were as
yet no Jewish communities at all, and none for a long time to
come. The traditional conception of Jewish historians that the
Crusade of 1096 swept like a broom a mass-migration of German
Jews into Poland is simply a legend - or rather an ad hoc hypothesis
invented because, as they knew little of Khazar history, they
could see no other way to account for the emergence, out of
nowhere, of this unprecedented concentration of Jews in Eastern
Europe. Yet there is not a single mention in the contemporary
sources of any migration, large or small, from the Rhineland
further east into Germany, not to mention distant Poland..Thus
Simon Dubnov, one of the historians of the older school: "The
first crusade which set the Christian masses in motion towards
the Asiatic east, drove at the same time the Jewish masses towards
the cast of Europe."12 However, a few lines further down he
has to admit: "About the circumstances of this emigration movement
which was so important to Jewish history we possess no close
information."13 Yet we do possess abundant information of what
these battered Jewish communities did during the first and subsequent
crusades. Some died by their own hands; others tried to offer
resistance and were lynched; while those who survived owed their
good fortune to the fact that they were given shelter for the
duration of the emergency in the fortified castle of the Bishop
or Burgrave who, at least theoretically, was responsible for
their legal protection. Frequently this measure was not enough
to prevent a massacre; but the survivors, once the crusading
hordes had passed, invariably returned to their ransacked homes
and synagogues to make a fresh start. .We find this pattern
repeatedly in chronicles: in Treves, in Metz, and many other
places. By the time of the second and later crusades, it had
become almost a routine: "At the beginning of the agitation
for a new crusade many Jews of Mayence, Worms, Spires, Strasbourg,
Wrzburg and other cities, escaped to neighbouring castles, leaving
their books and precious possessions in the custody of friendly
burghers."14 One of the main sources is the Book of Remembrance
by Ephraim bar Jacob, who himself, at the age of thirteen, had
been among the refugees from Cologne in the castle of Wolkenburg.15
Solomon bar Simon reports that during the second crusade the
survivors of the Mayence Jews found protection in Spires, then
returned to their native city and built a new synagogue.16 This
is the leitmotif of the Chronicles; to repeat it once
more, there is not a word about Jewish communities emigrating
toward eastern Germany, which, in the words of Mieses,17 was
still Judenrein - clean of Jews - and was to remain
so for several centuries.
4
The thirteenth century was a period of partial recovery. We
hear for the first time of Jews in regions adjacent to the Rhineland:
the Palatinate (AD 1225); Freiburg (1230), Ulm (1243), Heidelberg
(1255), etc.18 But it was to be only a short respite, for the
fourteenth century brought new disasters to Franco-German Jewry.
.The first catastrophe was the expulsion of all Jews from the
royal domains of Philip le Bel. France had been suffering from
an economic crisis, to the usual accompaniments of debased currency
and social unrest. Philip tried to remedy it by the habitual
method of soaking the Jews. He exacted from them payments of
100000 livres in 1292, 215000 livres in 1295,
1299, 1302 and 1305, then decided on a radical remedy for his
ailing finances. On June 21, 1306, he signed a secret order
to arrest all Jews in his kingdom on a given day, confiscate
their property and expel them from the country. The arrests
were carried out on July 22, and the expulsion a few weeks later.
The refugees emigrated into regions of France outside the King's
domain: Provence, Burgundy, Aquitaine, and a few other frudal
fiefs. But, according to Mieses, "there are no historical records
whatsoever to indicate that German Jewry increased its numbers
through the sufferings of the Jewish community in France in
the decisive period of its destruction".19 And no historian
has ever suggested that French Jews trekked across Germany into
Poland, either on that occasion or at any other time. lUnder
Philip's successors there were some partial recalls of Jews
(in 1315 and 1350), but they could not undo the damage, nor
prevent renewed outbursts of mob persecution. By the end of
the fourteenth century, France, like England, was virtually
Judenrein.
5
The second catastrophe of that disastrous century was the Black
Death, which, between 1348 and 1350, killed off a third of Europe's
population, and in some regions even two-thirds. It came from
east Asia via Turkestan, and the way it was let loose on Europe,
and what it did there, is symbolic of the lunacy of man. A Tartar
leader named Janibeg in 1347 was besieging the town of Kaffa
(now Feodosia) in the Crimea, then a Genoese trading port. The
plague was rampant in Janibeg's army, so he catapulted the corpses
of infected victims into the town, whose population became infected
in its turn. Genoese ships carried the rats and their deadly
fleas westward into the Mediterranean ports, from where they
spread inland..The bacilli of Pasteurella pestis were
not supposed to make a distinction between the various denominations,
yet Jews were nevertheless singled out for special treatment.
After being accused earlier on of the ritual slaughter of Christian
children, they were now accused of poisoning the wells to spread
the Black Death. The legend travelled faster even than the rats,
and the consequence was the burning of Jews en masse
all over Europe. Once more suicide by mutual self-immolation
became a common expedient, to avoid being burned alive. .The
decimated population of Western Europe did not reach again its
pre-plague level until the sixteenth century. As for its Jews,
who had been exposed to the twofold attack of rats and men.
only a fraction survived. As Kutschera wrote:
-
The populace avenged on them the cruel blows of destiny
and set upon those whom the plague had spared with fire
and sword. When the epidemics receded, Germany, according
to contemporary historians, was left virtually without Jews.
We are led to conclude that in Germany itself the Jews could
not prosper, and were never able to establish large and
populous communities. How, then, in these circumstances,
should they have been able to lay the foundations in Poland
of a mass population so dense that at present [AD 1909]
it outnumbers the Jews of Germany at the rate of ten to
one? It is indeed difficult to understand how the idea ever
gained ground that the eastern Jews represent immigrants
from the West, and especially from Germany.20
Yet, next to the first crusade, the Black Death is most frequently
invoked by historians as the deus ex machina which created Eastern
Jewry. And, just as in the case of the crusades, there is not
a shred of evidence for this imaginary exodus. On the contrary,
the indications are that the Jews' only hope of survival on
this, as on that earlier occasions, was to stick together and
seek shelter in some fortified place or less hostile surroundings
in the vicinity. There is only one case of an emigration in
the Black Death period mentioned by Mieses: Jews from Spires
took refuge from persecution in Heidelberg - about ten miles
away. .After the virtual extermination of the old Jewish communities
in France and Germany in the wake of the Black Death, Western
Europe remained Judenrein for a couple of centuries,
with only a few enclaves vegetating on - except in Spain. It
was an entirely different stock of Jews who founded the modern
communities of England, France and Holland in the sixteenth
and seventeenth centuries - the Sephardim (Spanish Jews), forced
to flee from Spain where they had been resident for more than
a millennium. Their history - and the history of modern European
Jewry - lies outside the scope of this book. .We may safely
conclude that the traditional idea of a mass-exodus of Western
Jewry from the Rhineland to Poland all across Germany - a hostile,
Jewless glacis - is historically untenable. It is incompatible
with the small size of the Rhenish Communities, their reluctance
to branch out from the Rhine valley towards the east, their
stereotyped behaviour in adversity, and the absence of references
to migratory movements in contemporary chronicles. Further evidence
for this view is provided by linguistics, to be discussed in
Chapter VII.